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Kevin Broadwater / Chief Compliance Officer

Kevin Broadwater is DHGWA’s Chief Compliance Officer.  Previously, Kevin was Executive Vice President and Deputy General Counsel at PIMCO in Newport Beach, California, where he managed the US Regulatory Group in the Legal and Compliance Department.   Kevin spent much of his early career as a lawyer in Washington DC, specializing in investment management law and worked for a time as an attorney in the Office of Chief Counsel in the Division of Investment Management at the U.S. Securities and Exchange Commission.